Preventing Torture An Operational Guide for National Human Rights Institutions - Updated Edition
It is important to bear this distinction in mind as these two approaches employ very distinct strategies
and methodologies. They are, however, complementary and both should form part of an integrated
strategy to prevent torture. This distinction between direct and indirect prevention has also been used
internationally to define prevention of human rights violations more generally.11
An effective preventive strategy requires a certain level of political will to combat torture, which is
publicly stated and able to be monitored. Prevention initiatives in an environment where torture is
systematically used to silence political opposition have to be carefully examined and weighed against
the risk of being instrumentalised.
It is important to stress that no State is immune from the risk of torture and ill-treatment. As a result,
there is always a need to be vigilant and to develop and implement effective preventive strategies.
1.2. Analysing the risk factors
Direct prevention of torture aims at reducing the risks of torture by addressing root causes. It is
therefore essential to begin with a thorough identification and analysis of risk factors (those conditions
that increase the possibility of torture occurring). These risks factors can be found at different levels.
1.2.1 Risks related to the overall environments
The general political environment is an important factor to consider, as a lack of political will to
prohibit torture, a lack of openness of governance, a lack of respect for the rule of law, high levels of
corruption and impunity, counter-terrorism measures, and militarisation or privatisation of detention
and security can all increase the risk of torture.
The same is true for the social and cultural environment. Where there is a culture of violence,
a public acceptance of torture or high public support to “get tough” on crime, the risk of torture
occurring is also increased.
The overall institutional environment should also be included in the analysis. The level of accountability
and transparency of the authorities, the existence of public policies regarding crime prevention and
the effectiveness of complaints mechanisms are factors that can reduce the risk of torture, along with
effective independent external actors, such as NHRIs and civil society organizations.
The organization and functioning of the criminal justice system, in particular, is an important factor
to consider. The level of independence of the judiciary, as well as the level of reliance on confessions
in the criminal justice system, will have a direct influence on the risk of torture. As the risk of torture
is higher during the initial period of detention, particular attention should be paid to law enforcement
authorities. In this regard, the institutional culture, the role and functioning of the police and recruitment
and training processes for officers can all positively or negatively influence the risk of torture.
The national legal framework should also be analysed. In countries where torture is prohibited in
the Constitution and in law, as well as being a specific offence under the criminal code, the risk of
torture might be lower than in countries where this is not the case. The analysis should also focus
on the rules and regulations that apply to places where persons are deprived of their liberty, as well
as the existence of appropriate legal safeguards. In addition, the way in which the legal framework is
implemented in practice should be closely analysed.
1.2.3 Places, moments and practices of heightened risks
Any situation where persons are deprived of their liberty and when there is an imbalance of power, in
which one person is totally dependent on another, constitutes a situation of risk.12 The risk of torture
12
11
Human Rights Council, A/HRC/30/20, 16 July 2015, para. 8-10.
12
See the concept of “powerlessness” developed by the Special Rapporteur on Torture (E/CN.4/2006/6, paras. 39 and
40). Article 10.1 of the International Covenant on Civil and Political Rights establishes a link between the rights to liberty and personal integrity and states that “[a]ll persons deprived of their liberty shall be treated with humanity and with
respect for the inherent dignity of the human person.”