December 2021
Modernising the regulatory framework
UK academics have applied Braithwaite’s model in the context of regulating equal opportunity.33
At the pyramid’s base is persuasion, including education, training and monitoring. At the next level is
developing a voluntary action plan to promote ‘best practice’. This escalates to equality commission
investigation. If the organisation does not comply with the commission’s investigation or it is unwilling to give
suitable undertakings, the equality commission can issue a compliance notice. This directs the organisation
to refrain from taking certain actions or making changes to ensure compliance, such as preparing an action
plan. The organisation can appeal the issue of this notice. At the upper levels are judicial enforcement and
then sanctions. Withdrawal of government contracts or licences sits at the pyramid’s apex.34
Figure 3.2: UK Equality law – regulatory pyramid
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Source: Bob Hepple, Mary Coussey and Tufyal Choudhury, Equality: A New Framework: Report of the
Independent Review of the Enforcement of UK Anti-Discrimination Legislation (Hart Publishing, 2000) 59
98
FREE AND EQUAL An Australian Conversation on Human Rights