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Chasing the Wind: Assessing Philippine Democracy, Second Edition
systems remain problematic.7 Thus, in this context, state formation and
democratization become complex and contentious processes of struggle,
accommodation, and domination between two analytically separate but
mutually linked spheres of activity: society and the state. One approach that
captures this process well, says it thus:8
States are parts of societies. States may help mold, but they are also
continually molded by, the societies within which they are embedded. . . .
there is no getting around the mutuality of state-society interactions:
Societies affect states as much as, or possibly more than, states affect
societies. (Migdal 1994: 2)
As further explained by Migdal, this process of struggles and
accommodation between the state and social forces may yield at least four idealtypical outcomes: 1) total transformation by the state where its penetration
leads to the “destruction, co-optation, or subjugation of local social forces;” 2)
“state incorporation of existing social forces . . . in order to establish a new
pattern of domination;” 3) “existing social forces' incorporation of the state . . . as
to harm signicantly the state's overall chances of achieving integrated
domination in society;” and 4) state failure in its attempt at penetration
resulting “in little transformative effect on the society --- and limited effects of
the society on the state.” (Migdal 1994: 24-26)
In its broad outlines, a “state in society” framework for understanding state
formation and democratization in the Philippines may be summed up as
follows: The state and its central elites engage in a continuous, conictual
process of struggle and accommodation with various social forces to ensure
public order and security, preserve territorial integrity, dene cultural markers,
and decide on the distribution of power and resources. In the Philippine
context, such social forces necessarily include powerful political clans and local
strong men, social classes such as landlords and capitalists, workers and
peasants, the Catholic Church, various civil society organizations, and the
armed movements. Among these social elements, this paper focuses on the role
of political clans as the major social force in this state-society engagement. The
historian McCoy provides an apt summary of the enduring salience of the
family and its kinship network for the entire range of activities in the country's
political, economic and cultural life: “In the century past, while three empires
and ve republics have come and gone, the Filipino family has survived. It
provides employment and capital, educates and socializes the young, assures
medical care, shelters its handicapped and aged, and strives, above all else, to
transmit its name, honor, lands, capital, and values to the next generation”
(1993: 7). But a state that is anchored on families and clans with narrow and
exclusivist interests and loyalties is bound to create difcult problems for state
formation and democratization, particularly in the absence of strong national
political institutions. As sub-ethnic groupings, families and clans are “less
likely to foster broad ethno-national movements or nation-state identities”
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