Defending Dignity A Manual for National Human Rights Institutions on Monitoring Economic, Social and Cultural Rights
Understand State constraints
• Why? The capacity of the State (influenced by third parties and structural limitations) is relevant
in order to explain why its efforts have not been more successful.
• How? Again, these constraints can be uncovered through qualitative approaches or through
quantitative methods from various fields.
Determine State compliance
• Why? To make a considered conclusion about the State’s performance in relation to its obligation
to fulfil ESCR.
• How? By “triangulating” the findings from the first three steps, it should be possible to make a
judgment about the State’s efforts to progressively realize ESCR and the results of those efforts
on the ground.
Element
Human rights norm
Types of assessment techniques
Identify contextual factors
that limit enjoyment of the
right
Indivisibility and
interdependence of rights
Right to a remedy
Identify the social, economic, political or
cultural conditions that prevent people from
enjoying the right or seeking redress for
violations of the right (e.g. through capacity
gap assessment).
Understand the State’s
constraints
Obligation to respect and
protect rights against
abuse by third parties
Identify how the acts or omissions of third
parties or structural dysfunctions impact on
the State’s ability to fulfil the right.
Extraterritorial obligations
of other States to respect,
protect and fulfil ESCR
Determine State
compliance
Obligation to fulfil
Draw together findings from previous steps, in
light of the above elements.
3.4. HOW CAN THE OPERA FRAMEWORK BE USED IN PRACTICE?
The OPERA framework adopts a multidisciplinary approach to answer the questions at each step,
combining a range of research techniques such as:
• Simple, descriptive statistics and data that are not complex or technical
• Human rights indicators developed by international and regional human rights bodies
• Benchmarks set in relevant fields (e.g. public heath)
• Techniques of budget analysis to interpret the State’s fiscal policy
• Traditional human rights reporting methods, including narrative testimony gathered through field
visits to listen to affected communities and ensure that the “numbers” are complemented with
human stories.
These tools and techniques are described in more detail in the following chapters.
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