Part I Defining the issues to be monitored
Element
Human rights norm
Types of assessment techniques
Measure levels of
enjoyment of the right
Minimum core obligations
Identify relevant outcome indicators that show
the extent to which the right, including its
minimum essential levels, is enjoyed in the
country.
Measure disparities in
rights enjoyment
Non-discrimination
Disaggregate indicators by population groups
to identify disparities in levels of enjoyment of
the right.
Measure progress over
time
Progressive realization
Examine variations of indicators over time to
assess progress, retrogression and change in
disparity levels.
3.3.2. Step two: Policy Efforts
Step two focuses on obligations of conduct. The starting point is to identify the human rights
commitments that the State has made and evaluate how well these commitments have been reflected
in law and policy in order to determine what steps have been taken. Often, it is the implementation of
laws and policies where challenges arise. For this reason, step two evaluates goods and services on the
ground. Analysing administrative statistics, survey data, and personal testimony can be useful tools for
such evaluation. Key questions include: What legal and policy commitments have been made to give
effect to the right? Do the initiatives undertaken to implement these commitments ensure services are
increasingly made available, accessible, acceptable and of adequate quality, in principle and in practice?
Do such initiatives prioritize the reduction of disparities and the achievement of universal minimum levels
of the right(s) in question? Is the policy or initiative gender-sensitive and gender-responsive (i.e. does
it consider and respond to the specific and perhaps different needs of women)? Do policy processes
ensure participatory and accountable decision-making?
Identify legal and policy commitments
• Why? Shows whether the Government is adequately “taking steps” towards the full realization
of rights.
• How? Identify indicators that demonstrate commitments made and compare the provisions of
relevant laws and policies to international standards and guidelines.
Examine policy content and implementation
• Why? To determine whether the goods and services needed to fulfil the right are increasingly
available, accessible, acceptable and of adequate quality.
• How? A range of techniques can be used to gather primary or secondary data on relevant process
indicators. As in step one, cross-country comparisons, disaggregated data and international
guidelines all offer reference points against which to interpret this data. Qualitative analysis and
personal testimony identify the capacity gaps hindering better service delivery.
Analyse policy processes
• Why? To determine whether the policy process enables rights holders to actively participate in
the design, implementation and oversight of policies and to hold the Government to account
when they are negatively affected by them.
• How? Qualitative techniques (e.g. focus groups, interviews) can gather feedback from particular
rights holders. Quantifiable national level studies (e.g. perception surveys and governance
indicators) can provide a general overview of the country situation.
Chapter 3: Monitoring the fulfilment of economic, social and cultural rights | 35