International Human Rights and the International Human Rights System A Manual for National Human Rights Institutions
3.3. The procedure
The complaint procedure has two working groups with responsibilities for different aspects of the
process:
• the Working Group on Communications, consisting of five independent experts selected by the
HRC Advisory Committee from among its own members
• the Working Group on Situations, consisting of the representatives of five States, one from each
regional grouping.
The procedure has four principal stages.
1. Complaints receive an initial screening for admissibility by the Chairperson of the Working Group
on Communications and the secretariat to eliminate any that are “manifestly ill-founded or
anonymous”.251
2. The Working Group on Communications determines the admissibility of each complaint not
screened out in stage one and makes an initial assessment of its merits.252 Complaints found to be
admissible and to reveal “consistent patterns of gross and reliably attested violations of all human
rights and all fundamental freedoms” are referred by the Working Group on Communications to
the Working Group on Situations.253
3. The Working Group on Situations investigates the substance of the complaints referred to it
by the Working Group on Communications and reports to the HRC plenary meeting where it
finds “consistent patterns of gross and reliably attested violations of all human rights and all
fundamental freedoms”.254
4. The HRC discusses the report of the Working Group on Situations in a confidential session and
decides on the basis of the report how to respond to complaints. It can decide to continue with
confidential handling of the complaint or to hold a public debate on a situation in accordance with
another procedure inherited from the former Commission on Human Rights.255
States seem willing to engage more with the HRC’s complaint procedure than with other international
complaints procedures. They respond more frequently and more comprehensively to allegations
contained in complaints and to other inquiries about complaints sent to them under this procedure,
providing both information about the specific allegations and general information about the human rights
situations. Three reasons are suggested for this:
• the confidentiality of the procedure, whereby States feel confident to provide frank responses
without fear of exposure or public criticism
• the fact that the procedure is controlled by States, which places peer pressure on them to be
seen to be cooperative and responsive
• the nature of the procedure as a politically-based, peer-review process, like the Universal Periodic
Review, whereby States comment on the performance of other States within the State-based
framework of the HRC, so ensuring political protection and support while a situation is being
considered and then measured responses, if any response results, without the involvement of
independent legal experts.
251
HRC Resolution 5/1; para. 94.
252
HRC Resolution 5/1; para. 95.
253
HRC Resolution 5/1; para. 95.
254
HRC Resolution 5/1; para. 98.
255
Economic and Social Council Resolution 1235 (LXII).
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