(including funding and service delivery).231 The
proposed predictive risk modelling programme
for the child protection and welfare sector is an
example of a specific policy initiative which uses
algorithmic techniques to identify risk and target
service interventions accordingly.
The use of Big Data in this way has significant
implications for not only the right to privacy, but
also the right to freedom from discrimination
due to the inherent nature of the algorithmic
approach. The Special Rapporteur on the right
to privacy has highlighted a number of well
documented risks associated with algorithmic
techniques, including that they:
• are value laden,
Peter Gluckman.
6.4 Artificial Intelligence
The development of Big Data and Artificial
Intelligence (AI) technologies has occurred hand
in hand in recent years. While AI has existed for
over sixty years, its development and application
over the last ten years has rapidly accelerated
due to “better algorithms, increases in networked
computer power, and the tech industry’s ability to
capture and store massive amounts of data.”234
A recent report by AI Now, a US research institute
which examines the social implications of AI,
describes how AI has infiltrated every aspect of
our lives:
• may be based on imperfect or selective data,
• may be used for profiling, and
• are opaque and unaccountable – it is difficult
to attribute responsibility or accountability
for harm caused by algorithmic processing.232
The Special Rapporteur further observes that:
Recommendations and decisions that result
from algorithmic processing appear to spring
from an inscrutable and unknowable black box,
a kind of twenty-first century Delphic oracle
that seemingly makes unchallengeable and
authoritative pronouncements divorced from
human agency.233
As with surveillance activities by intelligence and
security agencies, operational and procedural
safeguards in the social sector are an essential
bulwark against the risk of human rights breaches
occurring and becoming normalised in relation to
personal data. The New Zealand Government’s
proposed Privacy, Human Rights and Ethics
Framework therefore will be a critical frontend procedural safeguard for ensuring that the
deployment of algorithmic Big Data techniques
in the social sector conform with human rights
obligations and accordingly are carried out with
the necessary “social licence” identified by Sir
231 Sir Peter Gluckman, Using Evidence to Inform Social Policy: the
role of citizen-based analytics. A Discussion Paper, Office of the Prime
Minister’s Chief Science Adviser (19 June 2017) p 10.
232 Report of SR on privacy (24 November 2017) paras 57-70.
233 Ibid para 55.
AI systems are already integrated in everyday
technologies like smartphones and personal
assistants, making predictions and determinations
that help personalize experiences and advertise
products. Beyond the familiar, these systems are
also being introduced in critical areas like law,
finance, policing and the workplace, where they
are increasingly used to predict everything from
our taste in music to our likelihood of committing
a crime to our fitness for a job or an educational
opportunity.235
As discussed earlier in the paper, AI is increasingly
used in the criminal justice system. For example,
by the police to target resources or highrisk individuals, by the courts to predict the
likelihood of re-offending and prisons in targeting
restorative justice.
The use of algorithmic risk assessments in
sentencing was recently challenged in the
United States in the case of State v. Loomis in the
Wisconsin Supreme Court.236 The Court sentenced
the defendant based in part on a tool called
COMPAS (Correctional Offender Management
Profiling for Alternative Sanctions) that was
developed by a private company and purports to
predict a defendant’s risk of committing another
crime. The defendant appealed the ruling on the
grounds that the court’s reliance on COMPAS
234 AI Now 2017 Report https://ainowinstitute.org/AI_Now_2017_Report.pdf.
235 AI Now 2017 Report, p 3.
236 For an overview and analysis of the decision see https://harvardlawreview.org/2017/03/state-v-loomis/
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